Welcome to the home page of the
University of Pennsylvania 403(b) Settlement
The Court has postponed the Fairness Hearing on the settlement in this case to October 29, 2021 at 2:00 p.m. Eastern Time.
Please see this Order.
The purpose of this website is to inform current and former participants and beneficiaries in the University of Pennsylvania Matching Plan, The University of Pennsylvania Supplemental Retirement Annuity Plan and The University of Pennsylvania Basic Plan about the settlement of this Action, including that you may be entitled to benefits under the class action settlement. This website includes links to settlement documents explaining the details of the settlement. Additional materials will be posted on this website as the settlement approval process moves forward and notices are mailed to class members.
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Order Granting Final Approval
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Memorandum and Order on Motion for Final Approval and Attorneys’ Fees
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Motion for Final Approval of Settlement
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Motion for Attorneys’ Fees
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Current Participant Notice
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Former Participant Notice
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Former Participant Claim Form
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Order Granting Preliminary Approval
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Court’s Memorandum on Preliminary Approval
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Settlement Agreement
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Motion for Preliminary Approval of Class Action Settlement
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Amended Motion for Preliminary Approval of Class Action Settlement
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Motion for Certification of Settlement Class and Appointment of Class Counsel
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Second Amended Complaint
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